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4440. Financial Ethics

1.00 credits

Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.

Grading Basis: Graded

Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.


Last Refreshed: 29-NOV-21 05.20.08.854563 AM
To view current class enrollment click the refresh icon next to the enrollment numbers.
Term Campus Instruction Mode Instructor Section Session Schedule Location Enrollment Notes
Fall 2021 Hartford Online VanderPal, Geoffrey H71 Reg 12:00am‑12:00am
No Room Required - Online 12/15 To view the syllabus visit this url; Syllaubus: https://uconn-my.sharepoint.com/:w:/r/personal/geoffrey_vanderpal_uconn_edu/_layouts/15/Doc.aspx?sourcedoc=%7B5C69CB99-8193-46F3-9D02-3B0AE5173C4F%7D&file=Syllabus%20Fall%202021.docx&action=default&mobileredirect=true
Fall 2021 Stamford Online VanderPal, Geoffrey Z81 Reg No Room Required - Online 11/25 To view the syllabus visit this url; Syllaubus: https://uconn-my.sharepoint.com/personal/geoffrey_vanderpal_uconn_edu/_layouts/15/Doc.aspx?sourcedoc=%7B5C69CB99-8193-46F3-9D02-3B0AE5173C4F%7D&file=Syllabus%20Fall%202021.docx&action=default&mobileredirect=true&CT=1627900420192&OR=ItemsView
Spring 2022 Hartford Online VanderPal, Geoffrey H71 Reg No Room Required - Online 8/20
Spring 2022 Stamford Online VanderPal, Geoffrey Z81 Reg No Room Required - Online 19/20