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4440. Financial Ethics

1.00 credits

Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.

Grading Basis: Graded

Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.


Last Refreshed: 12-APR-24 05.20.29.316528 AM
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Term Campus Instruction Mode Instructor Section Session Schedule Location Enrollment Notes
Spring 2024 Hartford Online Asynchronous Vanderpal, Geoffrey 701 Reg No Room Required - Online 14/20
Spring 2024 Stamford Online Asynchronous Vanderpal, Geoffrey 881 Reg No Room Required - Online 19/20
Fall 2024 Hartford Online Asynchronous Vanderpal, Geoffrey 701 Reg No Room Required - Online 2/20
Fall 2024 Stamford Online Asynchronous Vanderpal, Geoffrey 801 Reg No Room Required - Online 19/20