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4440. Financial Ethics

1.00 credits

Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.

Grading Basis: Graded

Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.


Last Refreshed: 19-SEP-19 05.20.16.268841 AM
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Term Campus Instruction Mode Instructor Section Session Schedule Location Enrollment Notes
Fall 2019 Hartford Online VanderPal, Geoffrey H71 Reg 7/10
Fall 2019 Stamford Online VanderPal, Geoffrey Z81 Reg ONLINE 20/20