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Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.
Grading Basis: Graded
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
Last Refreshed: 19-SEP-19 05.20.16.268841 AM
|1198 16193 1 H71||Fall 2019||Hartford||Online||VanderPal, Geoffrey||H71||Reg||7/10|
|1198 12639 1 Z81||Fall 2019||Stamford||Online||VanderPal, Geoffrey||Z81||Reg||ONLINE||20/20|