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4440. Financial Ethics
1.00 credits
Prerequisites: BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.
Grading Basis: Graded
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
Last Refreshed: 28-MAR-24 05.20.12.635703 AM
Term | Campus | Instruction Mode | Instructor | Section | Session | Schedule | Location | Enrollment | Notes | |
---|---|---|---|---|---|---|---|---|---|---|
1243 12642 1 701 | Spring 2024 | Hartford | Online Asynchronous | Vanderpal, Geoffrey | 701 | Reg | No Room Required - Online | 15/20 | ||
1243 13087 1 881 | Spring 2024 | Stamford | Online Asynchronous | Vanderpal, Geoffrey | 881 | Reg | No Room Required - Online | 19/20 | ||
1248 9174 1 701 | Fall 2024 | Hartford | Online Asynchronous | Vanderpal, Geoffrey | 701 | Reg | No Room Required - Online | 2/20 | ||
1248 9175 1 801 | Fall 2024 | Stamford | Online Asynchronous | Vanderpal, Geoffrey | 801 | Reg | No Room Required - Online | 16/20 |